Cryptocurrency

Private funds will be the subject of their own separate risk alert later this year, OCIE Director Pete Driscoll says. “That’s something we’ve been getting ...

The SEC has closed the books again on one of the biggest insider trading scandals of this century. Under a consent decree entered in federal ...

Compliance officers have developed various methods to monitor staff to ensure they’re not tempted to trade on material, non-public information learned in meetings

There is current uncertainty about how the securities laws apply to tokens

Compliance officers often complain that they don’t have enough authority in their funds. Too far removed from decisions, too siloed from the bigger company, you’ve ...

We have created a regulatory Catch 22.  Would-be networks cannot get their tokens out into people’s hands because their tokens are potentially subject to the ...

Crypto is “going to change virtually every industry, but especially financial services. This is going to do to financial services what the internet did to ...

A convicted hedge fund swindler took “rebranding” to new extremes by inventing a whole new identity in order to con investors in a crypto-currency, federal ...

A former healthcare analyst at a private fund has agreed to a three-year bar and will pay nearly $135,000 to settle claims that he helped ...

Crypto firm has three months to refund any cash that investors demand back