Carl Ayers
A peer shares the firm's P&Ps for a variety of events covered in its business continuity plan
Mario Hernandez, CFP®, director of operations at Gemmer Asset Management in Walnut Creek, Calif., shares his firm's cyber P&P related to employee security roles. ...
OCIE's asking about your BCP, the government does more to help you cope with the coronavirus, how your peers are doing and much more
Unless you happened to be alive in 1918, during the last great global pandemic, all of this is new
There are many services designed to help you stay in touch with your colleagues should COVID-19 keep you separated for a long time
The OCIE request raises the specter of a long stretch of working from home
The new order removes two conditions placed on advisers that wished to use the delay
The current turbulence in the markets will eventually subside
The CFTC and NFA are granting CPOs/CTAs additional time to file regulatory obligations given the coronavirus crisis