Rules & Regulations

For purposes of this part: (a) Alternative trading system shall have the meaning set forth in section 1a(1) of the Act. (b) Board of trade ...

A designated contract market that trades a security index or security futures product shall maintain in accordance with the requirements of §1.31 of this chapter ...

(a) Any futures commission merchant or introducing broker registered in accordance with the notice registration provisions of §3.10 of this chapter, or any broker or ...

(a) Market capitalization. For purposes of section 1a(35)(B) of the Act (7 U.S.C. 1a(35)(B)): (1) On a particular day, a security shall be 1 of ...

(a) An index on which a contract of sale for future delivery is trading on a designated contract market or foreign board of trade is ...

When a contract of sale for future delivery on a security index is traded on or subject to the rules of a foreign board of ...

(a) Forty-five day tolerance provision. An index that is a narrow-based security index that becomes a broad-based security index for no more than 45 business ...

(a) An index is not a narrow-based security index if: (1)(i) Each of the securities of an issuer included in the index is a security, ...

(a) Security futures products based on a single security. A futures contract on a single security is eligible to be traded as a security futures ...

It shall be unlawful for a designated contract market to list for trading or execution a security futures product unless the designated contract market has ...